Regulation A Tier 2 reporting

The ongoing reporting cycle

A Regulation A Tier 2 issuer has its own ongoing reporting cycle instead of the 10-K and 10-Q calendar used by Exchange Act reporting companies.

• Form 1-K: annual report due 120 calendar days after fiscal year end, computed in ET.
• Form 1-SA: semiannual report due 90 calendar days after the first six-month period end, computed in ET. Interim financial statements may be unaudited.
• Form 1-U: current report due 4 business days after the triggering event, computed in ET.

How TakePublic handles the cycle

The Reg A plan changes the Compliance calendar to the Regulation A cycle. TakePublic tracks 1-K, 1-SA, and event-driven 1-U deadlines instead of scheduling 10-K and 10-Q reports.

AI drafts the 1-K and 1-SA from connected books, company records, and prior filings. Your team reviews the draft, a licensed securities attorney signs the exact document, and the platform files it through EDGAR.

For a 1-U, select the items that apply and provide a short event summary for each. AI drafts the item disclosures from your intake and supporting records, then the draft moves through internal and counsel review. A licensed securities attorney signs off on the exact document before filing.

Reg A plan price

Reg A is $749 per month plus a one-time $1500 onboarding fee. The plan covers the full Regulation A reporting cycle.

1. Choose Reg A in Settings > Billing.
2. Complete checkout through Stripe.
3. Confirm the fiscal year end and reporting periods on the Compliance calendar.

Review and filing

Each filing moves through internal review and counsel review before submission. A 1-K also requires audited annual financial statements and auditor review. A 1-SA may use unaudited interim financial statements.