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File a Form 1-K

Draft the annual Regulation A Tier 2 report, complete auditor review, obtain counsel sign-off, and file through EDGAR.

Annual report and deadline

Form 1-K is the annual report for a Regulation A Tier 2 issuer. It is due 120 calendar days after fiscal year end, with the deadline computed in ET.

Note

The 1-K must include audited annual financial statements.

Create and draft the filing

TakePublic drafts the narrative from your connected books, company profile, and prior filings. Financial statement figures come directly from the ledger-backed statements.

  1. Open Filings and create a Form 1-K for the fiscal year.
  2. Confirm the reporting period and connected books.
  3. Generate the draft and review every section and citation.

Auditor and counsel review

The filing must pass auditor review before counsel review. Your auditor attaches the audited annual financial statements and required audit deliverables, then clears the filing for counsel.

  1. Complete internal review.
  2. Send the filing to auditor review and resolve requested changes.
  3. Send the cleared filing to counsel review.
  4. Have a licensed securities attorney sign off on the exact document.

File through EDGAR

After counsel signs, a company admin can submit with verified EDGAR credentials. EDGAR acceptance satisfies the linked 1-K calendar deadline.

Official sources

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File a Form 1-SA

Draft the semiannual Regulation A Tier 2 report, review the interim financials, obtain counsel sign-off, and file through EDGAR.

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TakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Nothing files without review and sign-off by a licensed securities attorney.