How filings move through review, AI drafts, and counsel sign-off.
The filing state machine from draft through counsel sign-off to EDGAR acceptance.
Drafts are starting points with per-sentence citations. Counsel must sign before anything files.
Comments, the changes requested loop, and review diffs in the filing workspace.
Who gets notified on each handoff, mentions, discussion threads, and reply-by-email.
Provided-by-client requests in the filing workspace: who adds them, standard items, statuses, and where auditors see open counts.
Two pre-review safeguards: an AI books scan before drafting and deterministic tie-out checks on every draft.
Create a current report from the Filings page: item selection, event date, summaries, deadline, and review path.
NT 10-K and NT 10-Q late notices under Rule 12b-25: when to file, the guided intake, extension windows, and health score impact.
The Documents page, EDGAR sync, and the post-sign-off evidence binder.
Create a 10-K/A, 10-Q/A, 8-K/A, or Form 3/A, 4/A, or 5/A: optional link to the original, prefilled sections, and the counsel gate without a statutory deadline.
Draft DEF 14A, PRE 14A, DEF 14C, or PRE 14C from D&O answers and the insider roster; filing DEF 14A or DEF 14C satisfies the Part III proxy calendar entry.
Guided Form D intake for Regulation D offerings: exemptions, amounts, investors, and EDGAR primary_doc.xml validated before packaging.
Near-templated S-8 registration for employee benefit plans: intake drives the Exhibit 107 fee table, and auditor consent must attach before counsel review.
File an S-3 shelf with the Exhibit 107 fee table and auditor consent, then take down with a 424B5 prospectus supplement.
File Form 10 to become an SEC reporting company under Section 12(g) or 12(b), with AI-drafted sections, an audit report before counsel, and the 12(g) 60-day effectiveness clock.
Draft the annual Regulation A Tier 2 report, complete auditor review, obtain counsel sign-off, and file through EDGAR.
Draft the semiannual Regulation A Tier 2 report, review the interim financials, obtain counsel sign-off, and file through EDGAR.
Create a Regulation A Tier 2 current report from item summaries, review the AI-drafted disclosures, and obtain counsel sign-off.
Create and track the matching Form 15 variant, author the certification manually, and obtain counsel sign-off.
Create and track Form 8-A, author its sections manually, and obtain counsel sign-off.
Prepare the annual report for an employee benefit plan holding company stock, complete auditor review, obtain counsel sign-off, and file through EDGAR.
The gates between counsel sign-off and submission: both officers certify a 10-K or 10-Q, and a director records the board's approval of a 10-K or DEF 14A.