SEC filings

SEC filings TakePublic handles

TakePublic tracks every form below in ET and files Forms 3, 4, and 5 once your reviewer signs off. Core, which drafts the 10-K, 10-Q, 8-K and NT notices, is in closed beta. Regulation A is not open for onboarding.

21 pages

TP 10-KForm 10-KThe annual report: audited financials, MD&A, and officer certifications. Due 60 to 90 days after fiscal year end. TP 10-QForm 10-QThe quarterly report: interim financials, MD&A, and certifications. Due 40 or 45 days after quarter end. TP 8-KForm 8-KThe current report for material events. Due 4 business days after the trigger, ET. TP FORM 3Form 3Initial beneficial ownership. Due 10 calendar days after becoming a Section 16 insider. TP FORM 4Form 4Insider transaction report. Due 2 business days after the transaction, ET. TP FORM 5Form 5Annual ownership catch-up. Due 45 calendar days after fiscal year end. TP NT 10-KForm NT 10-KRule 12b-25 late notice for the 10-K. Due 1 business day after the 10-K due date; grants 15 calendar days. TP NT 10-QForm NT 10-QRule 12b-25 late notice for the 10-Q. Due 1 business day after the 10-Q due date; grants 5 calendar days. TP /AAmendments10-K/A, 10-Q/A, 8-K/A, and Forms 3/A, 4/A, 5/A with counsel sign-off. Live-verified for EDGAR submission. TP 14AProxy statementsDEF 14A, PRE 14A, DEF 14C, and PRE 14C explained, with the Part III proxy date tracked 120 days after FYE. TP S-8Form S-8Employee benefit plan registration: what it covers, the fee exhibit, and the auditor consent it carries. TP S-3Form S-3Shelf registration and the baby shelf cap under Instruction I.B.6, with eligibility tracked from your filing history. TP 424B5424B5Shelf takedown prospectus supplement: what it prices, when it is filed, and the capacity math behind it. TP FORM DForm DRegulation D offering notice. Due 15 calendar days after the date of first sale. TP FORM 10Form 10Section 12 registration (10-12G and 10-12B). 12(g) automatic effectiveness 60 calendar days after filing. TP FORM 15Form 15Deregistration under 15-12B, 15-12G, or 15-15D: holder thresholds and what changes once it reaches EDGAR. TP FORM 8-AForm 8-AShort-form exchange registration for uplistings, including 8-A12B and 8-A12G. TP FORM 11-KForm 11-KEmployee stock plan annual report with audited plan financials, due 90 or 180 calendar days after plan year end. TP 1-KForm 1-KRegulation A Tier 2 annual report with audited financials, due 120 calendar days after fiscal year end ET. TP 1-SAForm 1-SARegulation A Tier 2 semiannual report with unaudited interim financials permitted, due in 90 calendar days ET. TP 1-UForm 1-URegulation A current report for specified events, due 4 business days after the trigger ET.

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TakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Forms 3, 4 and 5 prepared in TakePublic file only after the reviewer the company designates, such as its securities counsel, signs off; any other filing prepared in TakePublic files only after a licensed securities attorney signs off.