SEC filings
Form 10-Q, the quarterly report
The quarterly report for the first three fiscal quarters.
- Form
- 10-Q, quarterly report
- Deadline
- 40 or 45 days after quarter end, ET
- Who files
- US SEC-reporting companies
- Late notice
- NT 10-Q, 5 more calendar days
- Plan
- Core is in closed beta. Request access
How TakePublic handles the 10-Q
- 01AI drafts from your books
- 02Auditor clears
- 03Officers certify, counsel signs
- 04Filed to EDGAR
When the 10-Q is due
From each fiscal quarter end. Weekend and SEC holiday due dates roll forward. All deadlines ET.
What a 10-Q contains
- Part IUnaudited interim financial statements and MD&A for the quarter.
- Part IIOther information, including legal proceedings and risk factor updates when material.
- ExhibitsOfficer certifications under Items 601(b)(31) and 601(b)(32).
Running late
- NT 10-QFiled no later than one business day after the due date, under Rule 12b-25, it adds 5 calendar days.
- AlertsBoth dates sit on your Company calendar in ET, with escalating email alerts.
Read our output before you decide
Generated documents, scored line by line against what each company filed.
These companies are not TakePublic customers. Trademarks belong to their respective owners; the filings shown are public records. All 27 published drafts are in the viewer.
Frequently asked questions
When is my 10-Q due?
40 calendar days after quarter end for accelerated and large accelerated filers, 45 for non-accelerated. Weekend and SEC holiday due dates roll to the next business day. All deadlines ET.
What happens if we file the 10-Q late?
The company is delinquent, which can affect Form S-3 eligibility, exchange listing or OTC tier status. An NT 10-Q within one business day of the due date buys 5 calendar days.
Does the auditor review a 10-Q?
Yes. Your PCAOB auditor performs the interim review. In Core, the auditor works from a seat in the workflow and the 10-Q does not reach counsel until the interim review report is attached. Auditor access comes with Core.
Who signs off before the 10-Q files?
Your securities attorney signs off on the exact document version, and both officers certify against it. TakePublic is not a law firm.
Which plan covers the 10-Q?
TakePublic Core, in closed beta, with the 10-K, 8-K, NT notices, the Company calendar and the counsel workflow.
Official sources
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TakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Forms 3, 4 and 5 prepared in TakePublic file only after the reviewer the company designates, such as its securities counsel, signs off; any other filing prepared in TakePublic files only after a licensed securities attorney signs off.