SEC filings

Form 8-A, the uplisting registration

Form 8-A is a short-form registration under the Exchange Act. Companies use 8-A12B to register under Section 12(b) for a national exchange listing, or 8-A12G to register under Section 12(g).

It is commonly filed by OTC companies uplisting to Nasdaq or NYSE. TakePublic prepares the Form 8-A and routes it through licensed securities counsel. After sign-off, live EDGAR submission for Form 8-A is being verified; export the package to your EDGAR agent, or use EDGAR TEST mode.

8-A
TakePublic TP FORM 8-A Form 8-A Exchange registration
Forms
8-A12B and 8-A12G
Purpose
Short-form Exchange Act registration
Common use
OTC company uplisting to Nasdaq or NYSE
Plan
Core, from $2,999 per month

The 8-A12B and 8-A12G paths

Form 8-A relies on information already filed with the SEC, which is why the company must be current in its reporting. The exchange and securities counsel coordinate the filing and effectiveness timing for an uplisting.

VariantRegistration path
8-A12BSection 12(b) registration for a national exchange listing
8-A12GSection 12(g) registration

Filing and effectiveness timing should be tracked in ET. Confirm eligibility and timing with securities counsel and the exchange.

Keep the uplisting path open

An uplisting process starts before the Form 8-A.

How TakePublic handles Form 8-A

01 DRAFTPrepare Form 8-A
02 SIGNCounsel signs
03 EXPORTExport or test
01

Choose the registration path

Select 8-A12B or 8-A12G and capture the class of securities, exchange, and incorporated filings.

02

Check reporting status

Review the company's filing history and resolve delinquent reports before the uplisting registration.

03

Review, sign, export, or test

Your securities attorney reviews and signs the exact document. Live EDGAR submission for Form 8-A is not yet on the live-verified list. Export the package to your EDGAR agent, or use EDGAR TEST mode.

Frequently asked questions

What is the difference between 8-A12B and 8-A12G?

8-A12B registers a class under Section 12(b) for a national exchange listing. 8-A12G registers under Section 12(g). Securities counsel and the exchange confirm which path applies.

Is Form 8-A used for an OTC uplisting?

Yes. OTC companies commonly file Form 8-A as part of an uplisting to Nasdaq or NYSE, usually using 8-A12B for the exchange registration.

Does a company need current SEC filings before Form 8-A?

Yes. Form 8-A is a short-form registration that relies on the company's existing SEC reports. Staying current keeps the uplisting path open.

Official sources

The primary sources behind this page, on the SEC's own site.

See where your company stands

Enter your ticker and get a free compliance report: health score, filing history, and your next deadlines (ET). No account required. Your securities attorney signs every filing, and on Core we file to EDGAR with Inline XBRL included.

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TakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Nothing files without review and sign-off by a licensed securities attorney.