Regulation A filings
Form 1-K, the Regulation A annual report
The annual report for Regulation A Tier 2 issuers. Regulation A reporting is not open for onboarding.
- Form
- 1-K, annual report
- Deadline
- 120 days after fiscal year end, ET
- Who files
- Regulation A Tier 2 issuers
- Financials
- Audited annual financial statements
When Form 1-K is due
Weekend and SEC holiday due dates roll forward. All deadlines ET.
The Regulation A Tier 2 reporting cycle
- Form 1-KAnchors the annual cycle, with audited financials and updated business and ownership disclosures.
- Form 1-SACovers the first six months of the fiscal year.
- Form 1-UReports specified current events between periodic reports.
Regulation A reporting is not open for onboarding.
TakePublic does not draft or file this form today. The free compliance scan still grades a Regulation A issuer against its 1-K and 1-SA windows and shows the dates in ET.
Frequently asked questions
When is Form 1-K due?
120 calendar days after fiscal year end. Weekend and SEC holiday due dates roll to the next business day. All deadlines ET.
Does Form 1-K require audited financial statements?
Yes. The Regulation A Tier 2 annual report includes audited annual financial statements.
Does TakePublic handle Form 1-K?
Not today. Regulation A reporting is not open for onboarding. The free compliance scan still grades a Regulation A issuer against its 1-K and 1-SA windows in ET.
Official sources
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Type a ticker, CIK or company name. The scan reads EDGAR and grades the filing record. No account.
TakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Forms 3, 4 and 5 prepared in TakePublic file only after the reviewer the company designates, such as its securities counsel, signs off; any other filing prepared in TakePublic files only after a licensed securities attorney signs off.