Regulation A filings
Form 1-SA, the Regulation A semiannual report
The semiannual report for Regulation A Tier 2 issuers. Regulation A reporting is not open for onboarding.
- Form
- 1-SA, semiannual report
- Deadline
- 90 days after the first six months, ET
- Who files
- Regulation A Tier 2 issuers
- Financials
- Unaudited interim permitted
When Form 1-SA is due
Weekend and SEC holiday due dates roll forward. All deadlines ET.
What Form 1-SA contains
- PeriodThe first six months of the fiscal year.
- Interim financialsUnaudited interim financial statements are permitted; presentation and review rest with the issuer and its counsel.
Regulation A reporting is not open for onboarding.
TakePublic does not draft or file this form today. The free compliance scan still grades a Regulation A issuer against its 1-K and 1-SA windows and shows the dates in ET.
Frequently asked questions
When is Form 1-SA due?
90 calendar days after the end of the first six months of the fiscal year. Weekend and SEC holiday due dates roll forward. All deadlines ET.
Must Form 1-SA financial statements be audited?
No. Regulation A Tier 2 issuers may include unaudited interim financial statements in Form 1-SA.
Does TakePublic handle Form 1-SA?
Not today. Regulation A reporting is not open for onboarding. The free compliance scan still grades a Regulation A issuer against its 1-K and 1-SA windows in ET.
Official sources
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TakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Forms 3, 4 and 5 prepared in TakePublic file only after the reviewer the company designates, such as its securities counsel, signs off; any other filing prepared in TakePublic files only after a licensed securities attorney signs off.