Regulation A filings
Form 1-U reports specified material events for Regulation A issuers between periodic reports. It is the Regulation A analog of Form 8-K.
TakePublic tracks the four-business-day deadline in ET. You select the Form 1-U items that apply and summarize the event; AI drafts each item from your intake and supporting records, and licensed securities counsel signs off on the exact document.
Form 1-U is due four business days after a triggering event. The business-day clock excludes weekends and SEC holidays, and all deadlines run on Eastern Time (ET).
| Clock | Deadline |
|---|---|
| Triggering event date | 4 business days after the event |
Business-day clock; weekend and SEC holidays are excluded. All deadlines ET.
Form 1-U covers specified current events such as fundamental changes, bankruptcy or receivership, changes in control, departures of key officers, changes in accountants, and certain unregistered sales.
Report the event from the Filings page: select the Form 1-U items that apply with counsel and summarize each event. The four-business-day clock stays visible.
AI drafts each selected item from your intake summaries and supporting records, then routes the draft through internal and counsel review.
Your securities attorney signs the exact document. Live EDGAR submission for 1-U is not yet on the live-verified list. Export to your EDGAR agent, or use EDGAR TEST mode.
Form 1-U is due four business days after the triggering event. Weekends and SEC holidays are excluded from the business-day count. All deadlines ET.
No. Form 1-U is the current report for Regulation A issuers, while Form 8-K applies to Exchange Act reporting companies. The forms serve similar event-reporting roles.
The Reg A plan is $749 per month plus a $1,500 one-time onboarding fee. It covers the full 1-K, 1-SA, and 1-U reporting cycle.
The primary sources behind this page, on the SEC's own site.
Enter your ticker and get a free compliance report: health score, filing history, and your next deadlines (ET). No account required. Your securities attorney signs every filing, and on Core we file to EDGAR with Inline XBRL included.
Run a free compliance scan See plans and pricingTakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Nothing files without review and sign-off by a licensed securities attorney.