NT late notices

When you need an NT notice

File an NT 10-K or NT 10-Q when you cannot file the periodic report by its due date without unreasonable effort or expense. Whether an NT notice is appropriate for your situation is a question for your securities counsel; TakePublic is a technology platform, not a law firm.

Form 12b-25 intake in the workspace

While an NT filing is in draft, the workspace shows a guided Form 12b-25 intake. TakePublic fills the late notice sections from your answers.

1. Answer the Rule 12b-25 questions about the reason for delay, third-party dependency, anticipated change in results of operations, and a contact person.

Extension windows

An accepted NT 10-K extends the corresponding 10-K due date by 15 calendar days (rolled forward off weekends and holidays). An accepted NT 10-Q extends the corresponding 10-Q due date by 5 calendar days the same way. When the NT notice is filed and accepted, TakePublic updates the calendar deadline and marks it as extended under Rule 12b-25.

NT notice due date and health score

The NT notice itself is due one business day after the original report due date. NT 10-K and NT 10-Q filings in the trailing three years count against your compliance health score (up to 18 points). Filing an NT notice on time avoids a missed statutory deadline, but the notice itself still affects the score.