Send single-use links from the Insiders page so each reporting person affirms whether a Form 5 is required for year-end.
Each insider receives a single-use link.
The recipient must have an email on file.
Each insider affirms either that no Form 5 is required (no unreported transactions or holdings) or that they may have reportable items, with details. Responses are stored with the insider record.
Responses support the year-end Form 5 check on the compliance calendar, due 45 days after fiscal year end for Section 12 issuers. Use the collected representations together with any Form 5 filings to close that calendar entry. Whether a Form 5 is required for a specific person is a question for your securities counsel; TakePublic is a technology platform, not a law firm.
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TakePublic is a technology platform, not a law firm, broker-dealer, or auditor. Nothing files without review and sign-off by a licensed securities attorney.